Regulatory & Securities


The Securities and Exchange Board of India (SEBI) is the regulatory authority established under the SEBI Act 1992 and is the principal regulator for Stock Exchanges in India.

Securities and Exchange Board of India/SEBI’s primary functions include protecting investor interests, promoting and regulating the Indian securities markets. All financial intermediaries permitted by their respective regulators to participate in the Indian securities markets are governed by SEBI regulations, whether domestic or foreign. Foreign Portfolio Investors (FPIs) are required to register with Designated Depository Participants (DDPs) in order to participate in the Indian securities markets.

India is moving towards transparency in every walk of life including corporate affairs and its strictest compliance exigencies for risk free business.

Our Team is familiar in handling complicated facts and issues of law across different practice areas and fully capable to provide solutions of very systematic challenges and impediments in this regulatory area.

Our Team advises trades and businesses individuals and companies on all sorts of regulatory aspects including licensing requirements, corporate compliances, securities regulations, overseas direct investments, cross-border mergers, foreign investments, restructuring and liquidation transactions.

Our work contains advice on proceedings and applications before regulators, including consent proceedings before SEBI (Securities and Exchange Board of India), matters relating to the classification, declassification and liabilities of promoters.

Our team members frequently interface with regulators and authorities of law enforcement and fully able for representation and legal advisory services on matters such as tariff determination, licensing, performance regulation and adjudicatory proceedings.

Our Team frequently represent our clients before different regulators including the RBI, SEBI, Directorate of Enforcement, the Petroleum and Natural Gas Regulatory Board, Telecom Regulatory Authority of India, Tariff Authority for Major Ports, judicial fora including the Electricity Regulatory Commissions, Electricity and Telecom regulators and appellate bodies, Department of Non-Banking Supervision and Regulation, Department of Industrial Policy and Promotion, Airports Economic Regulatory Authority Ministries of Civil Aviation, Power and Environment and Forests, Defence, Health, Finance and Family Welfare, Commerce, Corporate Affairs, amongst others.

We counsel and strategise our clients to fulfill necessary regulatory requirements as per their business requirements and to obtain a qualitative understanding of doing business with government bodies and departments and managing risks.

Superb Associates

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